A New York–based boutique investment bank.
We specialize in capital raising, strategic financial advisory, and delivering investment opportunities to our clients.
A full suite of capital-markets services.
We provide securities underwriting and distribution, alongside advice on mergers and acquisitions.
Corporate Financing
We assist clients in exploring financing strategies that best suit their individual business structures and capital requirements.
Equity Offerings
Gain access to a global network of accredited investors, family offices, private equity firms, and wealth managers.
Initial Public Offerings
Our experienced advisors have underwritten new debt and equity instruments across all verticals, with solid sell-side experience in distressed situations.
Mergers & Acquisitions
We provide specialized insights and in-depth understanding of the whole capital structure to help clients navigate intricate transactions and market cycles.
Sourcing and evaluating issuers and transactions across our U.S. and Asia network.
Matching the offering, exemption and venue to the issuer's stage and objectives.
Building demand across institutions, family offices, RIAs and selling-group partners.
What we do
- Offering structure, size and valuation framework
- S-1 / F-1 registration coordination with counsel and auditors
- Bookbuilding and syndicate formation across our selling-group network
- Testing-the-waters and roadshow coordination
- Pricing, allocation, closing and settlement
Typically suited to
- Revenue-stage companies preparing a first U.S. listing
- Foreign private issuers filing on Form F-1
- Listed companies returning for follow-on capital
What we do
- Tier selection across OTCQX, OTCQB and OTCID
- Rule 15c2-11 information review coordination
- Market-maker and broker-dealer coordination
- Cross-border structures for international issuers
- Uplisting readiness assessment
Typically suited to
- International companies building U.S. investor visibility
- Earlier-stage issuers not yet meeting exchange standards
- Companies planning a staged path to Nasdaq or NYSE
What we do
- Sales agent under an at-the-market sales agreement
- Shelf eligibility and capacity assessment (S-3 / F-3)
- Execution within issuer-set floors, limits and instructions
- Volume-aware execution with suspension protocols
- Program administration and disclosure coordination
Typically suited to
- Nasdaq / NYSE American companies with suitable float and volume
- Issuers seeking lower-profile capital over time
- Baby-shelf issuers under $75M public float
What we do
- Placement agent for Regulation D offerings
- 506(b) and 506(c) structuring and investor qualification
- PIPE structuring for listed issuers
- Subscription, closing and Form D coordination
- Access to institutional, family-office and RIA investors
Typically suited to
- Private companies raising growth or pre-IPO capital
- Listed companies raising capital off-market
- Sponsors seeking qualified-investor distribution
What we do
- De-SPAC and reverse-merger advisory
- Transaction diligence and process management
- Fairness opinion support
- Exchange initial-listing standards analysis
- Coordination with sponsors, counsel and auditors
Typically suited to
- Private companies evaluating a SPAC combination
- Shell and reverse-merger candidates
- Sponsors seeking execution support
Discover how we can empower your financial journey.
Speak with our investment banking team about your capital-markets goals — from a first listing to follow-on capital, private placements, and beyond.
Talk to our IB team →